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FINRA arbitration

Nevada Federal District Court Permits City of Reno to Move Forward with FINRA Arbitration Against Underwriter of Auction Rate Securities

By Jerry Carter. A current issue in securities arbitration is whether, and under what circumstances, an issuer of securities may compel a member of the Financial Industry Regulatory Authority (“FINRA”) to arbitrate a dispute.  The United States District Court for the District of Nevada recently issued a decision permitting the City of Reno to arbitrate […]

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